SEC Charges Church of Jesus Christ of Latter-day Saints For Misstating Filings
The Securities and Exchange Commission today announced that it would be fining the Church of Jesus Christ of Latter-Day Saints
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SEC
SEC Has Crypto Community on Edge Over Potential Wells Notices
The SEC is sending out Wells Notices to a number of US-based stablecoin firms, ordering them to stop selling supposedly
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Coinbase: Kraken Staking Settlement Is A Bad Sign Of What’s To Come
On Thursday, crypto exchange Kraken agreed to “immediately” end its crypto staking-as-a-service platform for U.S. customers and pay a US$30
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Commissioner On SEC Decision To Shut Down Kraken Staking Program: “I Dissent”
The Securities and Exchange Commission charged crypto exchange Kraken on Thursday with failing to register the offer and sale of
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SEC’s Adverse Decision on Payment for Order Flow Negatively Impacts Robinhood
On December 14, the U.S. Securities and Exchange Commission (SEC) voted to implement perhaps the biggest regulatory change in stock
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SEC Probes Major Equity Funds Over Employees’ Use of Personal Electronic Communications
US regulators are probing major Wall Street firms over how they track employees’ digital communications while on the clock. Numerous
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SEC Charges Cronos Group With Accounting Fraud
Canadian cannabis company Cronos Group Inc (TSX: CRON) and its former senior executive were charged with accounting fraud for improperly
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SEC Charges Three individuals With Insider Trading Related to 2017 Equifax Data Breach
The SEC has laid charges against three individuals for illegally trading Equifax (NYSE: EFX) shares prior to the company publicly
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SEC Charge Penn National Gaming Employee Who Made US$560K From Insider Trading
A software engineer on Monday was charged with insider trading on a public company’s stock by the US Securities and
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SEC Launches Investigation Into Binance’s 2017 Coin Offering
US regulators are determining whether or not Binance broke securities laws during its startup years by selling tokens without registering
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